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Cap Table Restructuring

Align Equity, Secure Growth: Legal Support for Cap Table Restructuring

Changing circumstances can create challenges for a cap table. Whether it is dealing with founder exits, aligning shareholdings with actual contributions or making a shareholding structure attractive again for future investment, we have the expertise to restructure cap tables while maintaining the confidence of all parties involved.

Our unique approach

Cap table restructuring can be one of the most sensitive and critical tasks for a startup, especially during events like founder breakups, investor disagreements, or equity imbalances. Our expertise will help keeping a cap table clean, transparent and attractive to investors, whatever the challenges, so that both founder incentives and investor confidence remain strong.

 

Here’s how we can support:

  • Cap Table Drafting: We can provide a comprehensive cap table, indicating founder and investor stakes, outstanding options or modelling of dilutive effects of convertible instruments.

  • Cap Table Analysis: We can review existing cap tables to identify imbalances or areas of improvement. 

  • Scenario Planning: We work with you to model various restructuring scenarios, helping understand the implications for ownership, voting rights, and future fundraising.

  • Founder Exit Structuring: In cases of founder departure, we also negotiate and draft the pertinent share transfer documents to ensure a smooth transition.

  • Rebalancing Stakes: We provide guidance on the redistribution of shares among remaining founders, investors, and employees while preserving fairness and compliance with corporate law.

  • Late Co-Founders: We help bring in additional late co-founders and negotiate and draft the pertinent documents. 

  • Compliance: We ensure all restructuring activities adhere to Swiss corporate law.

  • Investor Communication: We support in engaging with other shareholders to explain the rationale for the restructuring and secure their approval when required.

  • Long-Term Strategy: We help design a cap table structure that supports future fundraising, employee equity plans, and operational flexibility.

 

With our help, the cap table can be rebalanced to create the right incentives and unlock the maximum growth potential. 
 

What we deliver

  • Comprehensive review and analysis of the current cap table

  • Scenario modeling to evaluate restructuring options

  • Drafting and negotiation of share transfer agreements or buyouts

  • Legal guidance on redistributing founder and investor shares

  • Updates to articles of association to reflect changes

  • Compliance with Swiss corporate law and registration requirements

  • Communication strategies for engaging with investors

  • Strategic advice on minimizing disruption to operations and trust

  • Integration of restructuring with future fundraising plans

  • Support for implementing or updating employee participation plans

  • Confidence in a clean, balanced cap table for future success

  • Bringing in late co-founders

The Team

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Founding Partner (Legal) & CEO

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Founding Partner (Business Consulting) & COO

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Senior Associate (Legal)

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Associate (Legal)

Want to learn how Alfred can unlock your business potential?

Book a complimentary intro call with us. We’d love to discuss your needs and how we can assist you.

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24.4.25

Success Stories

Funding Climate Innovation: novoMOF’s CHF 4.4M Raise with Alfred’s Support

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Success Stories

Mastering Cap Table Restructuring: From Unicorn Reorgs to Growth-Stage Financing

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Success Stories

From LLC (GmbH) to Ltd (AG) – Scaling for Investment

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Success Stories

Powering MESH’s Growth: Navigating License Negotiations with Precision

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Success Stories

Employment Agreements in Switzerland

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Success Stories

Getting It Right from Day One: Founders’ Agreements That Set the Course for Success

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19.12.24

Success Stories

Structuring an Advisory Board the Right Way

Flexible Packages

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The Alfred Advantage

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Made by Founders

Alfred is run by successful startup founders. That’s how we are uniquely equipped to see eye-to-eye with entrepreneurs. We know the problems and we find the solutions with you.

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Legal & Business

Our long experience in the startup world has shown us: A symbiosis of legal and business knowledge delivered from a single source brings startups more effective and pragmatic solutions.

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Always Actionable

We know you have no time to theorize. You need actionable solutions now. We do research, so you don’t have to and quickly point you toward impactful adjustments.

“Thanks to their expert guidance and personalized approach, we navigated the complexities of starting our Zurich based business with ease. Their comprehensive legal support gave us confidence every step of the way.”
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Sarah L.
Tech Startup Founder

“Thanks to their expert guidance and personalized approach, we navigated the complexities of starting our Zurich based business with ease. Their comprehensive legal support gave us confidence every step of the way.”
Testimonial Author Image

Sarah L.
Tech Startup Founder

FAQs

Have questions? We have answers. Can’t find what you’re looking for? Don’t hesitate to contact us or schedule an intro call 

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Ready to take your vision to the next level?

Email us at info@alfred.ch or schedule a free introductory call to discuss how we can support you.
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